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Compliance
 
 
Education
 
Institute
   
a division of RISC Associates

CERTIFICATION COURSE

 

Certified Regulatory Vendor Program Manager (CRVPM)

The most comprehensive course available anywhere for building, implementing and managing a compliant vendor management program and properly preparing for exams and audits.

7.25 CRCM CPE Credits

"The Institute of Certified Bankers (ICB), a subsidiary of the American Bankers Association, is dedicated to promoting the highest standards of performance and ethics within the financial services industry. This course has been approved for 7.25 CRCM credits. This statement should not be viewed as an endorsement of this program or its provider."

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Vendor Management Webinars

 

Is Your VENDOR Prepared for a Disruption?

 

(includes BCP ScoreCard tool)

YOU might be prepared for a disruption but is your VENDOR prepared? Simply providing the results of a BCP/DR test doesn’t mean that your vendor’s Business Continuity Plan is feasible. And what do you do if your vendor won’t provide you with their plan or the plan that they give you is vague?

 

This webinar steps you through a Feasibility Analysis of the vendor’s Business Continuity Plan and includes a BCP SCORECARD that examines the five (5) key control areas that the plan should cover and 48 questions to ask even if they won’t give you their plan so that you can sleep better at night!

 

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How Compliant Is Your
Vendor Management Program?

 

(includes RISKAssessor™ tool and boilerplate report)

Regulations require an independent review of the institution’s vendor management program to ensure that it complies with regulatory guidelines. However, the review is only as sound as the reviewer’s knowledge of what a compliant program is composed of, thus leaving it subject to gaps. This webinar steps through the nine (9) control areas of a compliant program and the RISKAssessor tool calculates the Compliance Risk Rating of your vendor management program for exam, audit and internal management purposes.

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Vendor Management: Essentials

VM Essentials borrows from our highly acclaimed certification course and takes a detailed dive into the essential areas that anyone tasked with vendor management must know including the latest Guidance from the OCC, FRB and FFIEC.

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Vendor Management: The BIG Picture

 

Tired of being told to “Read Guidance”? This session provides a high level overview of the Regs, Benefits, Components, Implementation Methodology, Vendor Red Flags and Examiner Expectations.

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Live Teleconferences

 

Vendor Management LIVE SERIES!

The BIG Picture

 

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Tired of being told to “Read Guidance”? This session provides a high level overview of the Regs, Benefits, Components, Implementation Methodology, Vendor Red Flags and Examiner Expectations.

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Vendor Management LIVE SERIES!

Implementation and Best Practices

 

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This session examines the steps to take to implement a compliant and successful program and the Best Practices that might make sense for your institution’s environment.

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Vendor Management LIVE SERIES!

Key Components of a Compliant Program

 

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This session dives into the 9 key components of a compliant vendor management program so that you can build or augment your existing program to meet regulatory expectations.

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Vendor Management LIVE SERIES!

Exam and Audit Preparation

 

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Learn how to prepare for exams and audits to demonstrate that you have complied with all facets of regulatory requirements for 3rd party oversight.

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